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Asset & Wealth Management - Risk & Regulatory - Senior Manager

Category Accounting, Assurance and Audit - Experienced
  • Edinburgh
  • Bristol
  • London
  • Manchester
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Job Advanced Widget

Job ID 564877WD
Contract Type Full time
Line Of Service Risk
JOB DESCRIPTION

About the role: 

  • The world of Risk and Regulation is undergoing fundamental changes, evolving swiftly in a dynamic political and commercial landscape, impacting businesses significantly. We collaborate with clients across the financial services sector, addressing the necessary adaptations. Join us in shaping a new and relevant financial services industry.

  • The Asset and Wealth Management Risk and Regulatory team is experiencing significant growth and aims to expand its regulatory advice business. We seek ambitious and dedicated Senior Manager-level candidates with experience in asset management and/or wealth management regulation.

  • Successful candidates will support Partners and Directors in expanding our market offering, strengthening client relationships, and delivering engaging projects. Candidates should possess strong knowledge of conduct or prudential regulation, including compliance arrangements, Consumer Duty, SM&CR, governance, front office controls, and the FCA regulatory framework. Experience working for a regulator, consultancy, or within the industry is highly valued.

What your days will look like:

  • Leading teams on engagements by being a key contact for clients, as well as being responsible for day-to-day liaison and building meaningful relationships with clients;

  • Assisting the Partners and Directors design and then take our solutions to the marketplace;

  • Developing opportunities and winning new business, through marketing and sales activities and continuous client relationship programmes with senior client staff;

  • Taking responsibility for the conduct of reviews and preparation of reports; making oral presentations of findings/recommendations to client management team(s);

  • Supporting technical analysis being a 'subject matter expert' in aspects of FCA conduct or prudential regulation; Networking with clients, prospective clients and internally across PwC;

  • People development, mentoring and coaching, including management of client facing teams; Taking responsibility for developing a broader capability with additional talent, as the business allows

This role is for you if you have:

  • Knowledge and experience of the asset management sector, including a good  understanding of AWM business models;

  • Technically proficient in the conduct or prudential aspects of the FCA regime as it applies to asset and wealth management firms;

  • Experience in providing regulatory consulting advice to both established companies and new entrants either inhouse, at a regulatory body or a consultancy;

  • Positive and proactive attitude, with the ability to adopt an agile approach;

  • Demonstrate the ability to form strong relationships, make new contacts, listen to their needs and interpret this to identify new opportunities to assist them;

  • Drive and determination to win new work, build our reputation and expand our service offerings to our clients; and

  • Excellent communication (both written and oral) skills.

What you’ll receive from us: 

No matter where you may be in your career or personal life, our benefits are designed to add value and support, recognising and rewarding you fairly for your contributions. 

We offer a range of benefits including empowered flexibility and a working week split between office, home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more. 


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Our commitment to you
We’re committed to building an inclusive culture that empowers all of our people to thrive and feel a sense of belonging at PwC. We seek to attract talented people from different backgrounds with diverse perspectives who can bring innovation and creativity.
Our offer to you
'The Deal’, is our firmwide Employee Value Proposition which clearly sets out what you can expect from your experience at the firm both professionally and personally, including our approach to hybrid working, and what we expect from you in return.
Pay and benefits
As part of our overall deal we offer you a competitive package.
Application support
We make recruitment and workplace adjustments wherever needed and practical, so please let us know in your application if there’s anything that will enable you to demonstrate your skills.
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